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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2002-10-30 |
Branch Locations
138 Charlotte St Ste 200, Asheville, NC 28801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 10/1978 | Present |
| Nml Equity Services Inc. | Milwaukee | WI | 03/1984 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2009 | Present |
1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. MEMBER AT LARGE, LIGHTHOUSE III, HOMEOWNERS ASSOCIATION, BOARD OF DIRECTORS, 15 LIGHTHOUSE ROAD, #43, HILTON HEAD ISLAND, , SOUTH CAROLINA, 29928, UNITED STATES OF AMERICA, PUBLIC, START DATE: 03/12/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM A MEMBER AT LARGE OF THE HOA. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-16 |
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