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Peter Gregory Hawkins

Vanderbilt Advisory Services

Woodbury, NY

Darien, CT

CRD 1211621

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Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-04-02
  • CT RA
    APPROVED
    Since 2024-04-02

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

14 Beach Drive,, Darien, CT 06820 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Of America Scottsdale AZ 07/2001 04/2024
Peter G Hawkins - Cfp Darien CT 04/2007 04/2024
Peter G Hawkins Darien CT 01/2014 04/2024
Vanderbilt Financial Group Woodbury NY 04/2024 Present
  • 07/2001 → 04/2024
    United Planners' Financial Services Of America
    Scottsdale, AZ
  • 04/2007 → 04/2024
    Peter G Hawkins - Cfp
    Darien, CT
  • 01/2014 → 04/2024
    Peter G Hawkins
    Darien, CT
  • 04/2024 → Present
    Vanderbilt Financial Group
    Woodbury, NY
Previous Registrations
Other Businesses

1.) PETER G HAWKINS - LIFE INSURANCE AGENT - NON-VARIABLE INSURANCE - DARIEN, CT - SINCE 01/2014 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-27
S63 Uniform Securities Agent State Law Examination 1984-01-27
  • S65 Uniform Investment Adviser Law Examination
    1995-03-27
  • S63 Uniform Securities Agent State Law Examination
    1984-01-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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