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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-26 |
| CA | RA | APPROVED | 2020-10-09 |
Branch Locations
3750 University Avenue Suite 600, Riverside, CA 92501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Riverside | CA | 03/2009 | 10/2020 |
| Morgan Stanley Smith Barney Llc | Riverside | CA | 10/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-09 |
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