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Tommie Rudolph Hughes

Morgan Stanley

Kansas City, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-05-26
TX RA APPROVED_RES 2020-03-19
MO RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
  • KS RA
    APPROVED
    Since 2022-05-26
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • MO RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01

Branch Locations

4520 Main Street, Kansas City, MO 64111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Kansas City MO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Kansas City, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. Gospel / Church Preacher-Guest Speaker/ Preacher-Effective date 12/2015 2. TR Hughes Ministries; Non Investment related; Kansa City, MO; Religious Speaking Preaching Consulting on Religious Matters; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun/2019; During business hours: 0; After business hours: 5; Preaching , Teaching , Consulting *513030- Pentecostal Assemblies of The World; Investment related-No; Indianapolis , Indiana, Social & Recreational; Fomer Treasuer as of September 22nd 2026 (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 8; After business hours: 0; Check Signing/Funds Disbursements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-05
S63 Uniform Securities Agent State Law Examination 1983-12-20
  • S65 Uniform Investment Adviser Law Examination
    1992-03-05
  • S63 Uniform Securities Agent State Law Examination
    1983-12-20

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