Brian Jeffrey Stephens

Current Employers

Employment History

• 07/2016 → Present
  Lpl Financial, Llc
  Redding, CA
• 07/2016 → Present
  Rubicon Advisors
  Redding, CA

Previous Registrations

• 2011-02-25 → 2016-07-29
  Edward Jones
  Redding, CA
• 2010-03-12 → 2011-02-28
  Chase Investment Services Corp.
  Redding,, CA
  Redding, CA
• 2007-02-20 → 2010-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Redding, CA

Other Businesses

(1) 07/28/2016: Personal Rental Property - Real Estate Rental - Investment Related - 21505 Seven Lakes Lane Redding, CA 96003 - Start 04/08/2006 - 2 Hr/Mo; 0 Hour(s) During Securities Trading; 1% Time Spent (2) 07/28/2016: Rubicon Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 1640 E. Cypress Suite A, Redding, CA 96002 - Start 06/01/2016 (3) 09/07/2016: No Business Name - Real Estate Rental - Investment Related - 2620 Rainbow Lane Redding, CA 96002 - Start 05/01/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading. (4) 3/2/2018 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 12/09/2021 - Stephens Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - For tax purposes.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-19

Other Names

• Brian Stephens
• Brian Jeffrey Stephens