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Mark Bennett Rose

Rockline Wealth Management LLC

Islip Terrace, NY

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Current Employers
Rockline Wealth Management Llc

2701 Sunrise Highway, Islip Terrace, NY 11752 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-01
TX RA APPROVED 2023-05-01
  • NY RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-05-01

Branch Locations

2701 Sunrise Highway, Islip Terrace, NY 11752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Melville NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 04/2018
Lpl Financial Llc Plainview NY 04/2018 06/2024
Lpl Financial Llc Plainview NY 05/2018 05/2023
Rockline Wealth Management Llc Plainview NY 05/2023 01/2025
Rockline Wealth Management Llc Islip Terrace NY 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-05
S63 Uniform Securities Agent State Law Examination 1983-11-29
  • S65 Uniform Investment Adviser Law Examination
    1993-08-05
  • S63 Uniform Securities Agent State Law Examination
    1983-11-29

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
EQUITABLE ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIGROUP GLOBAL MARKETS INC.

Other Investors

NICHOLAS ANTHONY COLUZZI
Salvatore Licata
GABRIEL MICHAEL GALLANTE
Connor James Mushorn
MICHAEL SETH BALLIN
DONALD G BLUMBERG
PAUL COZZANI
MARK A CAULO

Other Offices

OSAIC WEALTH, INC. · ISLIP TERRACE, NY
LPL FINANCIAL LLC · EAST ISLIP, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · East Islip, NY
CETERA INVESTMENT ADVISERS LLC · EAST ISLIP, NY
EQUITABLE ADVISORS, LLC · EAST ISLIP, NY
J.P. MORGAN SECURITIES LLC · ISLIP, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Islip, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAST ISLIP, NY

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