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Rockline Wealth Management LLC CRD 324004
$750M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2701 Sunrise Highway, Islip Terrace, NY 11752 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-01 |
| TX | RA | APPROVED | 2023-05-01 |
Branch Locations
2701 Sunrise Highway, Islip Terrace, NY 11752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melville | NY | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | 04/2018 |
| Lpl Financial Llc | Plainview | NY | 04/2018 | 06/2024 |
| Lpl Financial Llc | Plainview | NY | 04/2018 | 05/2023 |
| Rockline Wealth Management Llc | Plainview | NY | 05/2023 | 01/2025 |
| Rockline Wealth Management Llc | Islip Terrace | NY | 01/2025 | Present |
1. Insurance Agent- investment related- Non-Variable Insurance - Start Date: 4/15/2019 - 20 hours per month/0 Hours During Securities Trading. 2. Rockline Wealth Management LLC, Investment related - 2701 Sunrise Hwy, Islip Terrace 11752, Start Date:12/19/2024- Real Estate (We occupy the space), Owner, 0 hours worked per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-02 |
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