Anne Marie Perry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2022
  First Financial Equity Corporation
  Greenwood Village, CO
• 03/2022 → Present
  Lpl Financial Llc
  Greenwood Village, CO

Previous Registrations

• 2014-12-15 → 2022-04-04
  Ffec Wealth Partners Llc
  Greenwood Village, CO
• 2011-01-03 → 2014-12-18
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Greenwood Village, CO
  Denver, CO
  Denver, CO
  Greenwood Village, CO
• 2006-11-30 → 2011-01-03
  Wells Fargo Investments, Llc
  Greenwood Village, CO
  Greenwood Village, CO
  Denver, CO
  Greenwood Village, CO
• 2005-06-09 → 2006-01-20
  Lpl Financial Llc
  Greenwood Village, CO
• 2001-02-21 → 2005-05-03
  Banc One Securities Corporation
  Denver, CO

Other Businesses

1) 3/2022- Real Estate Rental- owner- inv. related- Timberline Condominiums #21- 244 W Lodgepole, Dillon, CO 80145- start date 2018- 1hr/mth 2) 03/31/2025 - Perry Wealth Management LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 30 Hrs/Mth - 30 Hrs During Trading - Start Date: 04/01/2022

Exams

• S66 Uniform Combined State Law Examination
  2000-12-15

Other Names

• Anne Dunne
• Anne Marie Dunne