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45 East Putnam Avenue Suite 128, Greenwich, CT 06830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-09 |
Branch Locations
45 East Putnam Avenue Suite 128, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Greenwich | CT | 07/2010 | 05/2022 |
| Four Corners Private Wealth | Riverside | CT | 07/2022 | 09/2024 |
| Raymond James Financial Services, Inc. | Riverside | CT | 05/2022 | 09/2024 |
| Raymond James Financial Services Advisors, Inc. | Riverside | CT | 05/2022 | 09/2024 |
| Lionsmith Llc | Greenwich | CT | 07/2022 | Present |
| Greenwich Wealth Management, Llc | Greenwich | CT | 10/2024 | Present |
(1)Name of Business: LionSmith LLC Address: 26 Buxton Landing, Riverside, CT 06878, United States Activity Type:Lionsmith LLC remains an actively-registered corporation based in Delaware. Its DBA (and sole operating unit) was Four Corners Private Wealth - which is now defunct. At this point, we spend no portion of our day on Lionsmith LLC activities 2.) Business Name: GREENWICH CHORAL SOCIETY, INC. (GCS) Nature of Business: Nonprofit arts organization Position / Title: Treasurer, Board Member Investment-Related: YES Compensation: None. This activity is unpaid and no compensation, fees, commissions, or economic benefit are received. Description of Duties (Disclosure Narrative): The individual serves in an unpaid capacity in an investment-related role. Responsibilities are limited to oversight, administrative coordination, general finances, and asset allocation. The individual does not provide investment advice to GCS clients through this activity, and does not solicit investors. This activity is conducted outside the scope of the individual's role with Greenwich Wealth Management, LLC and has been reviewed and approved by the firm. Time Commitment: Three hours per month Start Date: January 2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-31 |
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