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Peter Michael Shurow

Osaic Wealth, Inc.

Moore, OK

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • OK RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

840 Se 4Th Street Suite 2A & B, Moore, OK 73160 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Services, Inc. Minot ND 09/2004 04/2019
Fsc Securities Corporation Moore OK 04/2019 11/2023
Osaic Wealth, Inc. Moore OK 11/2023 Present
  • 09/2004 → 04/2019
    Capital Financial Services, Inc.
    Minot, ND
  • 04/2019 → 11/2023
    Fsc Securities Corporation
    Moore, OK
  • 11/2023 → Present
    Moore, OK
Previous Registrations
  • 2019-04-22 → 2023-11-03
    Fsc Securities Corporation
    Moore, OK
  • 2006-01-13 → 2019-04-18
    Capital Financial Services, Inc.
    Minot, ND
    Moore, OK
    Moore, OK
  • 2003-12-19 → 2004-10-04
    Jesup & Lamont Advisors
    Moore, OK
Other Businesses

1. SHUROW FINANCIAL GROUP LLC POSITION: Owner NATURE: LLC. CPA recommended and used for tax purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 840 SE 4th Street, Moore OK 73160, United States DESCRIPTION: Shurow Financial Group LLC is my S Corp for tax purposes only. Recommended by my CPA for my tax accountability and tax planning. 2. PETER M SHUROW JR POSITION: Independent Agent NATURE: Peter M Shurow Jr Independent Agent for fixed business (Fixed Annuity, SPIA & Life/LTC) not investment related. Through various insurance companies. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2004 ADDRESS: 840 SE 4th Street, STE 2A & 2B, Moore OK 73160, United States DESCRIPTION: Fixed business through various insurance companies for non securities, non investment related business. Fixed business such as Fixed Annuity, SPIA, Life Insurance and LTC Insurance. FMO used is Truchoice Financial. DBA - Moorestreet Financial Group LLC Number of hours devoted per month is 5 hours with 0 hours during securities trading hours. 3. MOORESTREET FINANCIAL STRATEGIES LLC POSITION: Owner NATURE: This is a new LLC my CPA created to help with planning for my tax liability. No securities or any business is performed, just a new LLC for tax accountability. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 840 SE 4th Street, Moore OK 73160, United States DESCRIPTION: This is a new LLC my CPA created to help with planning for my tax liability. No securities or any business is performed, just a new LLC for tax accountability. I will be working with my CPA to complete all tax reporting forms etc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 1999-05-17
  • S65 Uniform Investment Adviser Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-05-17
Other Names
  • Pete Shurow
  • Peter Michael Shurow

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