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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
OK RA APPROVED 1995-03-20
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • OK RA
    APPROVED
    Since 1995-03-20

Branch Locations

13701 S Santa Fe Ave Suite A, Oklahoma City, OK 73170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Moore OK 06/1992 Present
  • 06/1992 → Present
    Edward D. Jones & Co., L.P.
    Moore, OK
Other Businesses

Type of business: Commercial Office Building Oklahoma City, OK Start date: 7/31/2021 Real Estate Owner Hours per week: 0 Hours during trading: 0 Maintain commercial property Troy and Tracy Brown LLC (Real Estate owner) Type of business: Office Building Oklahoma City, OK Start date: 8/1/2023 LLC Manager Hours per week: 0 Hours during trading: 0 Office building

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-17
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S65 Uniform Investment Adviser Law Examination
    1995-02-17
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • Troy Dale Brown

View on SEC IAPD

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