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Michael John Passage

Cetera Investment Advisers LLC

Seattle, WA

Seattle, WA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-11-12
  • WA RA
    APPROVED
    Since 2020-11-12

Branch Locations

1700 7Th Avenue Suite 2100, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities Inc San Diego CA 05/2006 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Seattle WA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 05/2006 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Seattle, WA
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2006-06-07 → 2012-07-02
    First Allied Securities, Inc.
    Seattle, WA
    Beaverton, OR
    Seattle, WA
    Seattle, WA
  • 2003-01-03 → 2006-06-01
    Oppenheimer & Co. Inc.
    Bellevue, WA
    Bellevue, WA
  • 2003-04-15 → 2006-06-01
    Oppenheimer Asset Management
    New York, NY
  • 1996-10-11 → 2003-01-03
    Cibc World Markets Corp.
    Seattle, WA
Other Businesses

1.) PASSAGE WEALTH ADVISORS - DBA, SOLE OWNER, FULL TIME, 100% 2.) SEATTLE YACHT CLUB; OTHER; START DATE 04/21/2007.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-10
S63 Uniform Securities Agent State Law Examination 1983-12-01
  • S65 Uniform Investment Adviser Law Examination
    2006-04-10
  • S63 Uniform Securities Agent State Law Examination
    1983-12-01

View on SEC IAPD

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Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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