Daniel Christian Giddens

Current Employers

Employment History

• 04/2014 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Mt. Vernon, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Mercer Island, WA
• 11/2020 → 11/2024
  Arbor Point Advisors
  Mercer Island, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mt. Vernon, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mt. Vernon, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2024-11-08 → 2025-02-18
  Osaic Advisory Services, Llc
  Atlanta, GA
• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Mercer Island, WA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Mercer Island, WA
• 2014-04-01 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Bellevue, WA
  Mt. Vernon, WA
  Mercer Island, WA
  Seattle, WA
• 2010-09-20 → 2014-03-24
  Grant Williams L.P.
  Woodstock, IL
  Philadelphia, PA
• 2005-02-28 → 2010-11-02
  Clark Capital Management Group Inc
  Phila, PA
• 2004-02-06 → 2004-11-11
  Signator Financial Services, Inc.
  Woodstock, IL
• 2003-10-16 → 2004-02-04
  Waterstone Financial Group, Inc.
  Woodstock, IL

Other Businesses

DANIEL GIDDENS OR PATHWAYS FINANCIAL POSITION: Owner NATURE: Life Insurance commissions and fixed and Immediate Annuities, Long Term Care and Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2014 ADDRESS: 9311 SE 36th Street, Ste 105, Mercer Island WA 98040, United States DESCRIPTION: Sale if insurance as necessary discovered through the financial planning activities we engage in

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-10
• S63 Uniform Securities Agent State Law Examination
  1983-11-28

Other Names

• Dan Giddens