Joseph William Spada

Current Employers

Employment History

• 09/1983 → 09/2018
  Summit Financial Resources
  Parsippany, NJ
• 10/1983 → 12/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2002-05-15 → 2018-12-27
  Summit Equities, Inc.
  Parsippany, NJ
  Parsippany, NJ
• 2002-06-06 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ
• 2002-06-24 → 2012-07-25
  Summit Family Wealth Counseling Inc
  Parsippany, NJ

Other Businesses

(1) Summit Financial, LLC: Investment Related. 4 Campus Drive, Parsippany NJ 07054. RIA. IAR. 09/2018. 160 hours per month, all during trading hours. Provide financial advice to clients. (2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Spada Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (3)Tri County Scholarship Fund - Chairman, starting 2021; Non-Investment Related.4 Century Drive, Parsippany NJ 07054. Raise Money for scholarships for inner city kids. Start 1999. 2hrs/mo, all during trading hours. (4) Several Sources Shelters. Non-Investment Related. PO Box 157 Ramsey, NJ 07446. Non Profit to provide shelter for pregnant women and homeless women. Board of Directors Member. Start 1999. 2hrs/mo, all during trading hours. Board of Directors role. (5) JWS 1955 LLC. Investment Related. 1 Thomas Road, Mendham, NJ 07945. Advisory business, Managing member. Start 10/2020. 160hrs/mo, all during trading hours. Investment advisory and financial planning. In addition, JWS 1955 LLC will sell a 9& interest to Summit Growth Partners and receive an equity interest in Summit Growth Partners. (6) Fieldpoint Private Bank & Trust, located at 100 Field Point Road, Greenwich, CT 06830. Refers clients to the bank and receives a referral fee for bank loans, asset backed security loans, mortgages and other type of loans. No position held within the bank, this is just referral business to help Summit clients with services they provide; started October 2021. 2 hours per month, if there is a fit for a banking service for a client. 2 hours during securities trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-24

Designations

Other Names

• Joseph William Spada
• Joseph Spada