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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-17 |
Branch Locations
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Shakopee, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paychex Inc | Mendota Heights | MN | 08/2002 | 06/2018 |
| Paychex Securities Corporation | New Brighton | MN | 06/2018 | 07/2023 |
| Kestra Investment Services, Llc | Excelsior | MN | 07/2023 | Present |
Business Name: SHOREWOOD WEALTH ADVISORS LLC POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 08/14/2023 ADDRESS: 434 Lake Street, Excelsior MN 55331 DESCRIPTION: Support Shorewood Wealth Advisors communications with its clients and prospective clients. KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/31/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-13 |
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