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Michael Joseph Pratt

Private Advisor Group, LLC

Buffalo, NY

Morristown, NJ

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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-24
TX RA APPROVED 2021-06-24
  • NY RA
    APPROVED
    Since 2021-06-24
  • TX RA
    APPROVED
    Since 2021-06-24

Branch Locations

120 W Tupper St Suite 205, Buffalo, NY 14201 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pratt Collard Buck Advisory Group Buffalo NY 12/2011 Present
Private Advisor Group, Llc Morristown NJ 06/2021 Present
Previous Registrations
  • 2012-03-02 → 2021-12-23
    Pratt Collard Buck Advisory Group
    Buffalo, NY
Other Businesses

1.Mr. Pratt uses Pratt Collard Buck Advisory Group as the name of the business under which he provides investment advice through Private Advisor Group, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-18
S63 Uniform Securities Agent State Law Examination 1983-12-08
  • S65 Uniform Investment Adviser Law Examination
    1992-06-18
  • S63 Uniform Securities Agent State Law Examination
    1983-12-08
Designations

View on SEC IAPD

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