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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2011-12-12 |
Branch Locations
50 Upper Montclair Plaza Ste 203, Upper Montclair, NJ 07043-1346 • United States
Newton, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ballwin | MO | 12/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Montclair | NJ | 03/2020 | Present |
Business Ownership; Christine Frole & Associates, LLC; Owner; Financial Services; 50 Upper Montclair Plaza, Ste 203, , Upper Montclair, NJ, 07043; Investment-Related; 02/27/2013; 60 hours per month; 60 during trading hours. Outside Employment; Christine Frole & Associates LLC; Owner; Investment and Financial Planning; 50 Upper Montclair Plaza, Ste 203, , Upper Montclair, NJ, 07043; Investment-Related; 12/12/2012; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-02 |
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