James M Kelly

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-20
NJ	RA	APPROVED	2013-02-26

TX RA
APPROVED_RES

Since 2019-02-20
NJ RA
APPROVED

Since 2013-02-26

Branch Locations

622 Valley Road Suite 7, Upper Montclair, NJ 07043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2012	Present

08/2012 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2005-07-20 → 2009-06-30

Strategic Advisers Llc

New York, NY

Other Businesses

St John's Finance Council Newark, NJ Start date: 5/10/2024 Board Memeber Hours per week: 0 Hours during trading: 0 Desc: Discuss budget and sit in meetings that track expenses

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-28
S65	Uniform Investment Adviser Law Examination	1997-01-28

S63 Uniform Securities Agent State Law Examination

1997-01-28
S65 Uniform Investment Adviser Law Examination

1997-01-28

Designations

Certified Financial Planner

Other Names

James Michael Kelly
James Micheal Kelly

View on SEC IAPD