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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-20
NJ RA APPROVED 2013-02-26
  • TX RA
    APPROVED_RES
    Since 2019-02-20
  • NJ RA
    APPROVED
    Since 2013-02-26

Branch Locations

622 Valley Road Suite 7, Upper Montclair, NJ 07043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2012 Present
Previous Registrations
Other Businesses

St John's Finance Council Newark, NJ Start date: 5/10/2024 Board Memeber Hours per week: 0 Hours during trading: 0 Desc: Discuss budget and sit in meetings that track expenses

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-28
S65 Uniform Investment Adviser Law Examination 1997-01-28
  • S63 Uniform Securities Agent State Law Examination
    1997-01-28
  • S65 Uniform Investment Adviser Law Examination
    1997-01-28
Designations
Other Names
  • James Michael Kelly
  • James Micheal Kelly

View on SEC IAPD

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