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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED_RES | 2017-03-30 |
| GA | RA | APPROVED | 2013-07-12 |
Branch Locations
Enterprise Mill 1450 Greene Street, Suite 501, Augusta, GA 30901 • United States
Aiken, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Atlanta | GA | 07/2013 | Present |
| City National Bank | Atlanta | GA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-10 |
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