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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2009-07-02 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
N Yarmouth, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | ME | 07/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | Present |
Board of Directors; Stowell Brook Crossing Home Owners Association; Secretary; 80 Stowell Brook Rd, , North Yarmouth, ME, 04097; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Seagrass; Musical group; 19 Stowell Brook Rd N Yarmouth ME 04097, ,; Not Investment-Related; 05/12/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-19 |
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