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Alain Boletta

Morgan Stanley

Newtown Square, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-31
PA RA APPROVED 2025-01-27
  • TX RA
    APPROVED
    Since 2025-01-31
  • PA RA
    APPROVED
    Since 2025-01-27

Branch Locations

3803 West Chester Pike Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2006 03/2022
Lincoln Investment Fort Washington PA 03/2022 11/2024
Morgan Stanley Smith Barney Llc Newtown Square PA 01/2025 Present
  • 08/2006 → 03/2022
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2022 → 11/2024
    Lincoln Investment
    Fort Washington, PA
  • 01/2025 → Present
    Morgan Stanley Smith Barney Llc
    Newtown Square, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
S63 Uniform Securities Agent State Law Examination 2006-08-30
  • S66 Uniform Combined State Law Examination
    2025-02-24
  • S63 Uniform Securities Agent State Law Examination
    2006-08-30
Designations
Other Names
  • Alain Boletta
  • Alain Michael Boletta

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
GWN SECURITIES INC.
EQUUS CAPITAL PARTNERS, LTD.

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Other Offices

UP FINTECH ASSET MANAGEMENT · NEWTOWN SQUARE, PA
NEWSQUARE CAPITAL, LLC · NEWTOWN SQUARE, PA
LYNCH INVESTMENT PLANNING, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · Newtown Square, PA
PRIVATE ADVISOR GROUP, LLC · Newtown Square, PA
CETERA INVESTMENT ADVISERS LLC · NEWTOWN SQUARE, PA
GWN SECURITIES INC. · NEWTOWN SQUARE, PA

More in Newtown Square, PA

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