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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| IN | RA | APPROVED | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Indianapolis | IN | 10/2010 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 02/2017 | Present |
| Sanctuary Securities, Inc. | Indianapolis | IN | 03/2024 | 03/2024 |
| Sanctuary Advisors Llc | Indianapolis | IN | 03/2024 | 03/2024 |
1) Pet Friendly Services of Indiana Inc; 1100 W 42nd St, #205, Indianapolis IN 46208; provides low cost spay neuter services in Indiana; Treasurer, board member; Review and present financials prepared by bookkeeper, assist with preparation of budget; 02/02/2023; 10.00hrs/month; Not during securities trading hours; Not Investment-Related 2) Pet Friendly Services of Indiana Inc; 1100 W 42nd St, #205, Indianapolis IN 46208; offer low cost spay/neuter to shelters and low income families; board member; support the organization's purpose and vision, review any changes to mission; 03/19/2021; 1.00hr/month; Not during securities trading hours; Not Investment-Related 3) The Rotary Club of Indianapolis; 3292 N. Meridian Street Indianapolis IN 46208; philanthropic non profit service organization; board member; oversight of committees, activities, interact with foundation; 03/05/2024; 15hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-27 |
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