Patricia Rose Diana

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Rbc Capital Markets, Llc
  Chicago, IL

Previous Registrations

• 2010-10-04 → 2015-08-27
  Morgan Stanley
  Oakbrook Terrace, IL
  Oak Brook, IL
• 2008-01-21 → 2010-09-16
  Rbc Capital Markets, Llc
  Chicago, IL

Other Businesses

1) NOTARY PUBLIC OF ILLINOIS; NOTARIZING SIGNATURES; LESS THAN ONE HOUR PER MONTH IS DEVOTED DURING TRADING HOURS 2) NAME: Chicago Board of Elections Non-Investment related ADDRESS: 69 W Washington St, Suite 600 Chicago, IL 60602 NATURE OF BUSINESS: city election board POSITION: Election Judge Start Date: 06/28/22 Hours: 14 hours - 1 day only Duties: Manage the polling place and assist voters on election day.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-17

Other Names

• Patricia R Monahan
• Patricia Rose Monahan
• Patricia Rose Monahan