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Ryan Michael Penders

Rbc Capital Markets, LLC

Palos Heights, IL

Lemont, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-05
IL RA APPROVED 2022-11-23
  • TX RA
    APPROVED
    Since 2023-01-05
  • IL RA
    APPROVED
    Since 2022-11-23

Branch Locations

7420 West College Drive Suite 200, Palos Heights, IL 60463 • United States

Lemont, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Epsilon West Chicago IL 09/2014 03/2018
Quasar Distributors, Llc Milwaukee WI 03/2018 11/2020
Premise Capital Naperville IL 03/2018 11/2020
Rbc Capital Markets, Llc Palos Heights IL 11/2022 Present
Midwest Equity Mortgage Oakbrook Terrace IL 11/2020 11/2022
  • 09/2014 → 03/2018
    Epsilon
    West Chicago, IL
  • 03/2018 → 11/2020
    Quasar Distributors, Llc
    Milwaukee, WI
  • 03/2018 → 11/2020
    Premise Capital
    Naperville, IL
  • 11/2022 → Present
    Rbc Capital Markets, Llc
    Palos Heights, IL
  • 11/2020 → 11/2022
    Midwest Equity Mortgage
    Oakbrook Terrace, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-23
S66 Uniform Combined State Law Examination 2018-07-02
  • S65 Uniform Investment Adviser Law Examination
    2022-11-23
  • S66 Uniform Combined State Law Examination
    2018-07-02
Other Names
  • Ryan Penders

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JAMES S ADDUCCI
DANIEL GREGORY JAKUTA
DAVID RICHARD BEVERIDGE
JOHN JOSEPH DWYER
LAURIE DEE PALMBLAD
JEFFREY PHILLIP NEUMANN
Ryan Gibbons
DAVID CHARLES HEIDE

Other Offices

OSAIC WEALTH, INC. · PALOS HEIGHTS, IL
PALOS WEALTH ADVISORS, LLC · PALOS HEIGHTS, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Palos Heights, IL
OSAIC WEALTH, INC. · PALOS HEIGHTS, IL
CETERA INVESTMENT ADVISERS LLC · PALOS HEIGHTS, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PALOS HILLS, IL
EDWARD JONES · PALOS HEIGHTS, IL
EDWARD JONES · Palos Heights, IL

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