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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-13 |
| FL | RA | APPROVED | 2009-08-21 |
Branch Locations
Cornerstone Office Park 1530 Cornerstone Blvd, Daytona Beach, FL 32117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Daytona Beach | FL | 08/2009 | Present |
1. Frontrunner casting; 5036 Dr. Philips Blvd Orlando, FL 32819; Extra; Extra for movies; 01/28/2026; 10hr/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-08 |
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