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Joseph Depasqua

Stifel, Nicolaus & Company, Incorporated

Daytona Beach, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-13
FL RA APPROVED 2009-08-21
  • TX RA
    APPROVED_RES
    Since 2018-07-13
  • FL RA
    APPROVED
    Since 2009-08-21

Branch Locations

Cornerstone Office Park 1530 Cornerstone Blvd, Daytona Beach, FL 32117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Daytona Beach FL 08/2009 Present
  • 08/2009 → Present
    Stifel Nicolaus & Co Inc
    Daytona Beach, FL
Previous Registrations
  • 2008-01-01 → 2009-08-20
    Wells Fargo Clearing Services, Llc
    Daytona Beach, FL
  • 1994-07-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ormond Beach, FL
    St. Louis, MO
    Daytona Beach, FL
Other Businesses

1. Frontrunner casting; 5036 Dr. Philips Blvd Orlando, FL 32819; Extra; Extra for movies; 01/28/2026; 10hr/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-24
S63 Uniform Securities Agent State Law Examination 1983-11-08
  • S65 Uniform Investment Adviser Law Examination
    1995-03-24
  • S63 Uniform Securities Agent State Law Examination
    1983-11-08

View on SEC IAPD

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PRIME CAPITAL FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
TRUIST ADVISORY SERVICES, INC.
EDWARD JONES
BENJAMIN F. EDWARDS & COMPANY, INC.
J.P. MORGAN SECURITIES LLC

Other Investors

MARK EDWARD NICHOLS
SHANNON LEE BARNWELL
JULIAN C LOPEZ
SUSAN O FINLEY
GAGE KASBEER
JESSE KYLE TURNIPSEED
Lucas D Haber
ANN W SNELLINGS

Other Offices

CHARTER ADVISORY SERVICES, LLC · DAYTONA BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAYTONA BEACH, FL
PRIME CAPITAL FINANCIAL · Daytona Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · DAYTONA BEACH, FL
TRUIST ADVISORY SERVICES, INC. · DAYTONA BEACH, FL
EDWARD JONES · DAYTONA BEACH, FL
BENJAMIN F. EDWARDS & COMPANY, INC. · Daytona Beach, FL
J.P. MORGAN SECURITIES LLC · Daytona Beach, FL

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