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4612 Great Oak Road, Rockville, MD 20853 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-19 |
| MD | RA | APPROVED | 2005-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments, Llc | Rockville | MD | 03/1989 | 05/2025 |
| Schaeffer Financial, Llc | Rockville | MD | 12/2004 | 05/2025 |
| Lpl Financial Llc | Rockville | MD | 05/2025 | Present |
1- 05/2025 - Schaeffer Financial - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 08/01/1994- 10 hours per month/ 8 hours during trading 2- 05/2025 - Schaeffer Financial - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/01/1994- 10 hours per month/ 8 hours during trading - I provide investment advisory services through Schaeffer Financial, an independent investment advisor firm. I started this business activity in 08/1994. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-13 |
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