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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-27 |
| TX | RA | APPROVED_RES | 2012-06-15 |
| NJ | RA | APPROVED | 2011-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 10/2011 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 06/2012 | Present |
I*2160263, Entity Type: , Name of OBA: E m, Address: lincroft, New Jersey, 07738, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Jun-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-23 |
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