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Gaye Rosa (Masopust) Erwin

LPl Financial LLC

Wichita, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-05
KS RA APPROVED 2010-05-28
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • KS RA
    APPROVED
    Since 2010-05-28

Branch Locations

3165 W Maple, Wichita, KS 67213-2423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wichita KS 05/2009 Present
Other Businesses

1. 03/19/2009 - OPTIMIST CLUB OF N. WICHITA - NOT INVESTMENT RELATED - COMMUNITY, CIVIC AND CHARITABLE BOARD - TIME SPENT 1% - TREASURER. DO NOT CONTROL OR INVEST ANY MONIES FOR THE CLUB. COLLECT DUES, PAY BILLS AND PROVIDE FINANCIAL REPORTS. 2. 02/03/2010 - J.A.G.S. - INV REL - 2% TIME SPENT - Building with 13 separate units plus 1 free standing building all commercial rental 3. 7/12/2010 - LIFETIME WEALTH GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 4/19/2011 - NO BUSINESS NAME - NOT INVESTMENT RELATED - OTHER-BUSINESS OWNER - 2% OF TIME SPENT - CRAFT SALES. 5. 7/27/2012 - LIFETIME WEALTH GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - MEDICARE GAP INSURANCE, HEALTH INSURANCE, LIFE, FIXED ANNUITIES. 6. 6/25/2013 - NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - TIME SPENT 0% - FOR CONVIENENCE - DO NOT TAKE ANY PAY. 7. 11/29/2019 - Accounting & Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 03/19/2009 - 20 Hours Per Month/2 Hours During Securities Trading - Tax Preparation, not a practicing CPA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-27
S63 Uniform Securities Agent State Law Examination 1983-10-13
  • S65 Uniform Investment Adviser Law Examination
    2010-05-27
  • S63 Uniform Securities Agent State Law Examination
    1983-10-13

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