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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-05 |
| KS | RA | APPROVED | 2010-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wichita | KS | 05/2009 | Present |
1. 03/19/2009 - OPTIMIST CLUB OF N. WICHITA - NOT INVESTMENT RELATED - COMMUNITY, CIVIC AND CHARITABLE BOARD - TIME SPENT 1% - TREASURER. DO NOT CONTROL OR INVEST ANY MONIES FOR THE CLUB. COLLECT DUES, PAY BILLS AND PROVIDE FINANCIAL REPORTS. 2. 02/03/2010 - J.A.G.S. - INV REL - 2% TIME SPENT - Building with 13 separate units plus 1 free standing building all commercial rental 3. 7/12/2010 - LIFETIME WEALTH GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 4/19/2011 - NO BUSINESS NAME - NOT INVESTMENT RELATED - OTHER-BUSINESS OWNER - 2% OF TIME SPENT - CRAFT SALES. 5. 7/27/2012 - LIFETIME WEALTH GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - MEDICARE GAP INSURANCE, HEALTH INSURANCE, LIFE, FIXED ANNUITIES. 6. 6/25/2013 - NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - TIME SPENT 0% - FOR CONVIENENCE - DO NOT TAKE ANY PAY. 7. 11/29/2019 - Accounting & Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 03/19/2009 - 20 Hours Per Month/2 Hours During Securities Trading - Tax Preparation, not a practicing CPA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-13 |
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