Carole Enisman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2019
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 03/2019 → 12/2019
  National Securities Corp
  Fort Lauderdale, FL
• 05/2019 → 12/2019
  National Asset Mangement
  Fort Lauderdale, FL
• 12/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2019-06-04 → 2019-12-24
  B. Riley Wealth Advisors, Inc.
  Fort Lauderdale, FL
  Fort Lauderdale, FL
• 1998-01-16 → 2013-05-31
  Asset & Financial Planning, Ltd
  Poughkeepsie, NY

Other Businesses

1) UNITED WAY OF BROWARD COUNTY, 1300 S ANDREWS AVE FORT LAUDERDALE FL, 05/2021, COMMITTEE MEMBER, NIR, 5 HR/MO 0 HR/MO TRADING 2) PREMIER TAX PLANNING, 6365 NW 6TH WAY FORT LAUDERDALE FL, 04/2019, TAX PROFESSIONAL, TAX RETURN REVIEW, NIR, 5 HR/MO 0 HR/MO TRADING 3) PREMIER WEALTH PLANNING, 6365 NW 6TH WAY FORT LAUDERDALE FL, 04/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 120 HR/MO 120 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2019, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 5) JOE DIMAGGIO CHILDRENS HOSPITAL, 1005 JOE DIMAGGIO DR HOLLYWOOD FL, 10/2023, COMMITTEE MEMBER, CHARITY, NIR, 3 HR/MO 3 HR/MO TRADING 6) PREMIER TAX PLANNING TEAM, 6365 NW 6th Way, Suite 160, Fort Lauderdale FL 33309, 01/01/1800, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 10 HR/MO, 8 HR/MO TRADING. 7) PREMEIR WEALTH PLANNNING TEAM D/B/A PREMIER BOOKEEPING AND TAX SERVICES, 6365 NW 6TH WAY SUITE 160 FORT LAUDERDALE FL, 06/2024, MANAGER, ACCOUNTING/BOOKKEEPING/PAYROLL SERVICES, NIR, 10 HR/MO 10 HR/MO TRADING 8) PREMIER WEALTH PLANNING TEAM D/B/A PREMIER WEALTH PLANNING, 6365 NW 6TH WAY SUITE 160 FORT LAUDERDALE FL, 06/2024, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 9) GILDAS CLUB OF SOUTH FLORIDA, 4850 Prospect road, Fort Lauderdale FL 33309, United States, 04/2025, Board Member, Volunteer, NIR, 10 HR/MO 0 HR/MO TRADING 10) SOULFUL INSPIRATION, 635 NW 6th Way, Fort Lauderdale FL 33309, United States, 10/01/2025, Founder, Arts/Performing Arts, NIR, 3 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-09
• S63 Uniform Securities Agent State Law Examination
  1992-10-22

Other Names

• Carole Ellen Gopen
• Carole Ellen Enisman-Ryan
• Carole Ellen Enisman
• Carole Ellen Enisman Ryan
• Carole Ellen Ryan
• Carole Enisman Ryan