James Grant Shumway

Employer firm

Soltis Investment Advisors, LLC CRD 154690

$12.0B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Dalton Strategic Investment Services
  Knightstown, IN
• 12/1998 → Present
  Soltis
  St. George, UT

Previous Registrations

• 1999-01-01 → 2011-12-13
  Soltis Investment Advisors, Inc.
  American Fork, UT

Other Businesses

AFFILIATED WITH SOLTIS INVESTMENT ADVISORS. A REGISTERED INVESTMENT ADVISOR IN ST. GEORGE UTAH. I HOLD NO POSITION WITH THEM. SOLICIT BUSINESS FOR THEM. STARTED THE RELATIONSHIP IN 1998. PRIMARILY OFFER A 401K SOLUTION TO BUSINESSES THROUGH SOLTIS. I ALSO OFFICE WITH, AND PLACE A SMALL AMOUNT OF INSURANCE BUSINESS THROUGH "SIG". I DO NOT DEVOTE SPECIFIC TIME TO THIS ENTERPRISE, JUST TAKE AND GIVE THE OCCASIONAL REFERRAL. THIS IS NOT INVESTMENT RELATED. I HAVE A SMALL OWNERSHIP POSITION IN "TUSKERBLU". THIS COMPANY WILL ENDEAVOR TO MARKET COMPUTER DISCS FOR A NON PUBLIC COMPANY CALLED MILLENNIATA. NOT SECURITIES RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-11-14
• S65 Uniform Investment Adviser Law Examination
  1997-11-21

Designations

• Certified Financial Planner

Other Names

• Jim Shumway