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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-26 |
| WA | RA | APPROVED | 2010-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services | Bellevue | WA | 10/2009 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 03/2010 | Present |
| Bank Of America, N.A. | Bellevue | WA | 03/2010 | Present |
PRIVATE BEACH PROPERTY RENTAL DURING SUMMER MONTHS AND THIS IS NOT INVESTMENT RELATED, ADDRESS OF THE CABIN IS, COUPEVILLE, WA 98239. MY HUSBAND B P J AND I OWN THIS JOINTLY. HOURS DEVOTED TO THE BUSINESS 1 PER MONTH DURING THE SUMMER, AND NONE DURING DURING SECURITIES TRADING HOURS. DUTIES MY HUSBAND PERFORMS INCLUDE SCHEDULING RENTERS AND COLLECTING PAPERWORK FROM THEM, HE ALSO TAKES ALL CALLS. I KEEP THE RECORDS AND SCHEDULE THE HOUSE CLEANER DURING THE SUMMER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-28 |
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