David Mark Gallagher

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	1997-01-15
TX	RA	APPROVED	1997-01-08

NM RA
APPROVED

Since 1997-01-15
TX RA
APPROVED

Since 1997-01-08

Branch Locations

5600 Eubank Blvd Ne, Ste 155, Albuquerque, NM 87111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Albuquerque	NM	01/1997	Present

01/1997 → Present

Linsco/Private Ledger Corp.

Albuquerque, NM

Other Businesses

1. 10/24/2011 - GALLAGHER WEALTH MANAGEMENT - DBA ONLY. 2. 1/13/2017 - Gallagher & Associates LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/2005 - 6 Hours Per Month/2 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-28

S63 Uniform Securities Agent State Law Examination

1983-10-28

Other Names

Dave Gallagher

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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