Daniel Stephen Spring

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-12
CT	RA	APPROVED	2025-07-01

TX RA
APPROVED_RES

Since 2026-06-12
CT RA
APPROVED

Since 2025-07-01

Branch Locations

86 Denison Ave Ste 1, Mystic, CT 06355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	New London	CT	11/2005	06/2025
Wells Fargo Clearing Services, Llc (	Mystic	CT	06/2025	Present

11/2005 → 06/2025

Stifel Nicolaus & Co Inc

New London, CT
06/2025 → Present

Wells Fargo Clearing Services, Llc (

Mystic, CT

Previous Registrations

2005-11-25 → 2025-06-30

Stifel, Nicolaus & Company, Incorporated

New London, CT

Mystic, CT
1999-12-01 → 2005-12-07

Advest, Inc.

Mystic, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-17
S63	Uniform Securities Agent State Law Examination	1983-10-25

S65 Uniform Investment Adviser Law Examination

1997-12-17
S63 Uniform Securities Agent State Law Examination

1983-10-25

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews