Michael James Walker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 08/2020
  Wells Fargo Advisors Financial Network Llc
  Scottsdale, AZ
• 08/2020 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2004-11-12 → 2020-08-17
  Wells Fargo Advisors Financial Network, Llc
  Scottsdale, AZ

Other Businesses

1. 8/13/2020 - Raintree Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 8/13/2020 - Stratos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 8/13/2020 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 8/13/2020 - STRAWBERRY RV PARK - Scottsdale, AZ 85255 - Real Estate Rental - Owner - Started 12/05/2012 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 5. 12/6/2021 - 3830 Oceanside LLC - Not Investment Related - 3830 Oceanside Dr., Greenbank, WA 98253 - Business Entity For Tax/Investment Purposes Only - Started 11/30/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 6. 07/14/2026 - 3830-Crabpot LLLC - Real Estate Rental - Investment Related - Greenbank, WA - Start Date 07/01/2026 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-21
• S63 Uniform Securities Agent State Law Examination
  1983-10-27

Designations

• Certified Financial Planner