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401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-04-13 |
Branch Locations
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 07/2012 | 03/2023 |
| Sapient Capital Llc | Indianapolis | IN | 02/2023 | Present |
1. OWNER : FARM, RENTALS; 7633 E. 1200 SOUTH, CLARKS HILL, IN 47930; 20HRS / MONTH; 0 HRS / DURING TRADING HOURS 2. AMERICAN SUBURBAN UTILITIES; 3350 W. 250 N. WEST LAFAYETTE; IN 47906; WASTE WATER UTILITY; CONSULTANT; BUSINESS ADVICE; STATED AFFILIATION ON 08/01/2014; 5 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-19 |
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