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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-08 |
| UT | RA | APPROVED | 2019-10-09 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
Salt Lake City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Salt Lake City | UT | 06/2009 | 10/2019 |
| Ameriprise Financial Services, Inc. | Salt Lake City | UT | 10/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Board of Directors; Utah Film Center; Board of Director; 50 W Broadway, #1125, , Salt Lake City, UT, 84101; Not Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-20 |
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