Samuel Vetas

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 10/2019
  Rbc Capital Markets Corporation
  Salt Lake City, UT
• 10/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Salt Lake City, UT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Salt Lake City, UT

Previous Registrations

• 2009-06-04 → 2019-11-13
  Rbc Capital Markets, Llc
  Salt Lake City, UT
• 2004-06-01 → 2009-06-17
  Ubs Financial Services Inc.
  Salt Lake Cit, UT
  Salt Lake City, UT
  Salt Lake City, UT
• 1991-11-29 → 2004-06-02
  Morgan Stanley Dw Inc.
  Salt Lake City, UT

Other Businesses

Board of Directors; Utah Film Center; Board of Director; 50 W Broadway, #1125, , Salt Lake City, UT, 84101; Not Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-23
• S63 Uniform Securities Agent State Law Examination
  1983-10-20

Other Names

• Sam Basil Vetas