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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
10101 Alliance Road Suite 180, Cincinnati, OH 45242 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone Financial | Cincinnati | OH | 03/1991 | Present |
| Investacorp, Inc. | Miami Lakes | FL | 07/1992 | 07/2020 |
| Investacorp Advisory Services, Inc. | Miami Lakes | FL | 02/1997 | 07/2020 |
| Securities America, Inc. | Cincinnati | OH | 07/2020 | 06/2024 |
| Securities America Advisors | Cincinnati | OH | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
STONE FINANCIAL RETIREMENT PLANNING POSITION: Investment advisor NATURE: Advisory-- SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 07/27/1992 ADDRESS: 10101 Alliance Rd, Suite 180, Cincinnati OH 45242 DESCRIPTION: I invest clients money in a portfolio of ETFs after we go through a process of identifying their goals, objectives and risk tolerance. DBA - Stone Financial Retirement Planning STONE FINANCIAL RETIREMENT PLANNING POSITION: advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 07/27/1992 ADDRESS: 10101 Alliance Rd, Suite 180, Cincinnati OH 45242 DESCRIPTION: Help clients with life insurance needs and income needs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-12-21 |
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