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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-04 |
| MT | RA | APPROVED | 2009-05-22 |
Branch Locations
875 Harmon Stream Blvd Suite 200, Bozeman, MT 59718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bozeman | MT | 05/2009 | Present |
1. D&K Palagi Trust;349 churn Cr Dr Bozeman MT 59715;property rental;trustee;receive rent and pay bills;3/1/19;0 hr/day;not during securities trading hours;investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-05 |
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