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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-12
MT RA APPROVED 2015-09-15
  • TX RA
    APPROVED
    Since 2023-01-12
  • MT RA
    APPROVED
    Since 2015-09-15

Branch Locations

222 E Main Street Suite 101, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Security Financial Services Bozeman MT 09/2015 02/2018
Cetera Investment Services Llc St Cloud MN 09/2015 Present
Cetera Investment Advisers Llc Bozeman MT 09/2015 Present
  • 09/2015 → 02/2018
    First Security Financial Services
    Bozeman, MT
  • 09/2015 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2015 → Present
    Bozeman, MT
Previous Registrations
  • 2006-09-08 → 2015-09-15
    Bozeman, MT
    Helena, MT
    Bellingham, WA
    Mount Vernon, WA
    Anacortes, WA
    Sedro Woolley, WA
    Mount Vernon, WA
    Oak Harbor, WA
    Bozeman, MT
    Bellingham, WA
    Blaine, WA
    Ferndale, WA
    Lynden, WA
    Havre, MT
    Shelby, MT
    Fort Benton, MT
    Great Falls, MT
    Great Falls, MT
    Great Falls, MT
    Great Falls, MT
    Marysville, WA
    Langley, WA
    Freeland, WA
    Burlington, WA
  • 2006-01-23 → 2006-09-11
    Fsic
    Port Orchard, WA
    Bellingham, WA
    Boca Raton, FL
    Boca Raton, FL
  • 1999-05-25 → 2004-09-27
    Morgan Stanley Dw Inc.
    Bellevue, WA
Other Businesses

1.) Rental Property. Owner/landlord. 2.) YOUTH BASKETBALL COACH 4HRS WK 3.) OWNER AND FINANCIAL ADVISOR AT HUNTER WEALTH MANAGEMENT, LLC; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-25
S63 Uniform Securities Agent State Law Examination 1998-10-02
  • S65 Uniform Investment Adviser Law Examination
    1998-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02
Designations

View on SEC IAPD

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