Best Investors
Account
Sign in
Best Investors
Account
Sign in
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Seattle | WA | 07/1988 | 07/2022 |
| National Asset Management, Inc. | Seattle | WA | 07/2009 | 07/2022 |
| B. Riley Wealth Management | Seattle | WA | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1) WOODWORTH ANDERSON INC.; NON-INVESTMENT RELATED; 1915 2ND AVE APT 1705 SEATTLE WA 98101; ACCOUNTING VEHICLE ONLY; PRESIDENT; START DATE 2003; 1HR/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS; PRESIDENT. 2) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; 10 BROAD ST STE 203 RED BANK NJ 07701; INSURANCE SALES; AGENT; START DATE 07/2022; 5 HRS/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS; PRESENTATION OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-28 |
Reach out to this advisor