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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-05-21 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Venice | FL | 05/2014 | Present |
| Keystone Financial Group, Llc | Venice | FL | 05/2014 | Present |
1) 05/19/2014: KEYSTONE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 70% OF TIME SPENT 2) 05/27/2014: KEYTSONE FINANCIAL GROUP - INV REL - REGISTERED INVESTMENT ADVISOR: KEYTSONE FINANCIAL GROUP - 30% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE 3) 07/22/2015 - RICHARDSON WEALTH MANAGEMENT, LLC - INV REL - 38 PUBLIC SQUARE, SOMERSET, KY 42501 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2015 - 4 HOURS PER MONTH, 0 DURING TRADING - LPL FINANCIAL BROKERAGE SERVICES, KEYSTONE FINANCIAL GROUP RIA INVESTMENT ADVISORY SERVICES OFFERED THROUGH LPL FINANCIAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-08 |
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