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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2014-05-21
  • KY RA
    APPROVED
    Since 2014-05-21

Branch Locations

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Venice FL 05/2014 Present
Keystone Financial Group, Llc Venice FL 05/2014 Present
Previous Registrations
  • 2008-05-09 → 2014-05-20
    J.J.B. Hilliard, W.L. Lyons, Llc
    Somerset, KY
    Louisville, KY
    Somerset, KY
    Louisville, KY
  • 2008-01-01 → 2008-05-14
    Somerset, KY
  • 2003-10-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Somerset, KY
    St. Louis, MO
Other Businesses

1) 05/19/2014: KEYSTONE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 70% OF TIME SPENT 2) 05/27/2014: KEYTSONE FINANCIAL GROUP - INV REL - REGISTERED INVESTMENT ADVISOR: KEYTSONE FINANCIAL GROUP - 30% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE 3) 07/22/2015 - RICHARDSON WEALTH MANAGEMENT, LLC - INV REL - 38 PUBLIC SQUARE, SOMERSET, KY 42501 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2015 - 4 HOURS PER MONTH, 0 DURING TRADING - LPL FINANCIAL BROKERAGE SERVICES, KEYSTONE FINANCIAL GROUP RIA INVESTMENT ADVISORY SERVICES OFFERED THROUGH LPL FINANCIAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1983-12-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-12-08
Other Names
  • Eugene Cliff Richardson
  • Gene Richardson
  • Eugene Clifford Richardson

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