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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • SC RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

124 Verdae Blvd Suite 50, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville SC 02/2013 09/2024
Raymond James Financial Services, Inc. Greenville SC 09/2024 Present
Raymond James Financial Services, Advisor, Inc. Greenville SC 09/2024 Present
  • 02/2013 → 09/2024
    Greenville, SC
  • 09/2024 → Present
    Raymond James Financial Services, Inc.
    Greenville, SC
  • 09/2024 → Present
    Raymond James Financial Services, Advisor, Inc.
    Greenville, SC
Previous Registrations
Other Businesses

(1)Name of Business: hartview LLC Address: 105 royal troon ct, greer, SC, 29650, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: we are family LLC to own shares of Dunean Capital (2)Name of Business: Hartview LLC Address: 115 W. Montclair Avenue, GREENVILLE, SC, 29609, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/02/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-10-19
  • S63 Uniform Securities Agent State Law Examination
    1983-10-19
Other Names
  • Beach Foster

View on SEC IAPD

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