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Mark Alan Likes

LPl Financial LLC

Toms River, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-01-13
  • NJ RA
    APPROVED
    Since 2020-01-13

Branch Locations

805 Main Street, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Toms River NJ 01/2016 01/2020
Lpl Financial Llc Toms River NJ 12/2019 Present
  • 01/2016 → 01/2020
    Sagepoint Financial, Inc.
    Toms River, NJ
  • 12/2019 → Present
    Lpl Financial Llc
    Toms River, NJ
Previous Registrations
  • 2016-01-21 → 2020-01-10
    Osaic Services, Inc.
    Toms River, NJ
    Toms River, NJ
    Phoenix, AZ
  • 2007-01-08 → 2016-02-05
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Pt. Pleasant Beach, NJ
    Sparta, NJ
    Point Pleasant, NJ
    Toms River, NJ
Other Businesses

1) 2026-04-30 - new american funding - Mortgage/Real Estate Services - Y - 11 - 2 - - 2025-02-06 - 1683473

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-12
S63 Uniform Securities Agent State Law Examination 1984-09-05
  • S66 Uniform Combined State Law Examination
    2004-08-12
  • S63 Uniform Securities Agent State Law Examination
    1984-09-05

View on SEC IAPD

Other Firms

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USI ADVISORS
BANKERS LIFE ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEALTH QUARTERBACK LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

BENJAMIN ADAM FELICELLI
JOHN MICHAEL CICALA
MARK K VANDZURA
Molly Danielle Staffordsmith
CRAIG RICHARD REID
ALEXANDER STEPHEN JOICE
GERARD RAYMOND CALA
TODD RICHARD SPEEDY

Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ

More in Toms River, NJ

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