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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-04
CA RA APPROVED 2024-01-19
CT RA APPROVED 2024-01-19
IL RA APPROVED 2024-01-19
MI RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • FL RA
    APPROVED
    Since 2024-06-04
  • CA RA
    APPROVED
    Since 2024-01-19
  • CT RA
    APPROVED
    Since 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • MI RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

1801 S Meyers Rd Ste 150, Oakbrook Terrace, IL 60181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Oak Brook IL 10/2006 01/2024
Osaic Wealth, Inc. Oakbrook Terrace IL 01/2024 Present
  • 10/2006 → 01/2024
    Woodbury Financial Services
    Oak Brook, IL
  • 01/2024 → Present
    Oakbrook Terrace, IL
Previous Registrations
  • 2006-10-27 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakbrook Terrace, IL
  • 2005-06-01 → 2006-10-31
    Oak Brook, IL
    Oak Brook, IL
  • 2002-02-04 → 2005-06-01
    Mony Securities Corporation
    Oakbrook, IL
Other Businesses

1) Z GROUP FINANCIAL (DBA) POSITION: sole proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2006 ADDRESS: 1801 S. Meyers Rd, suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Non securities products. Traditional Life insurance & fixed index annuities and fixed annutiiesthrough approved FMO's and various carriers. 2) INDEPENDENT ADVISORS GROUP LLC POSITION: Manager NATURE: LLC Created in order to pay rents to the building landlord. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/30/2012 ADDRESS: 1801 S. Meyers Rd, suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Sign tax returns for the LLC. Negotiate building rent. 3) Z GROUP FINANCIAL (DBA) POSITION: sole proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2006 ADDRESS: 1801 S. Meyers Rd, suite 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Non securities products. Traditional Life insurance & fixed index annuities and fixed annutiiesthrough approved FMO's and various carriers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-09
S63 Uniform Securities Agent State Law Examination 1987-06-25
  • S65 Uniform Investment Adviser Law Examination
    2002-01-09
  • S63 Uniform Securities Agent State Law Examination
    1987-06-25

View on SEC IAPD

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