David S. Eskenazi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1984 → Present
  Allied Asset Management, Inc.
  Seattle, WA
• 06/2016 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Seattle, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Seattle, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Seattle, WA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Seattle, WA
• 2017-02-07 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA

Other Businesses

1.N/A POSITION: Consigning memorabilia NATURE: Sports memorabilia sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2020 ADDRESS: 2814 13th Avenue W, Seattle WA 98119 DESCRIPTION: Consignment of sports memorabilia for sale on eBay 2.DAVID S. ESKENAZI POSITION: Agent NATURE: Insurance brokerage/sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/06/2020 ADDRESS: 2033 6TH AVE STE 1009, SEATTLE WA 98121 DESCRIPTION: Fixed annuity, LTC, Term and whole life, and hybrid insurance product sales. 3.RAINIER VALLEY HISTORICAL SOCIETY POSITION: Board member NATURE: Board member, Rainier Valley Historical Society, 501c3 INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2020 ADDRESS: 3710 S Ferdinand St, Seattle WA 98118 DESCRIPTION: Dispensing information on financial matters for the organization, and other issues related to fundraising events, displays and publications. No compensation is involved. 4.SAA POSITION: Registered Investment Advisor Representative NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 11/06/2020 ADDRESS: 2033 6TH AVE STE 1009, SEATTLE WA 98121 DESCRIPTION: Advisory Services 5.HISTORYLINK POSITION: Board member NATURE: Board member, HistoryLink, 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2023 ADDRESS: 93 Pike Street, Suite 315B, Seattle WA 98101 DESCRIPTION: Board member 6.109 BROADWAY E LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 2033 6TH AVE STE 1009, SEATTLE WA 98121, United States DESCRIPTION: I am the registered agent for a commercial property building that is owned equally by my two brothers and myself. W It is managed by a real estate management company, and I have no responsibility for management. 7.N/A POSITION: Historical consulting, loaning memorabilia for display NATURE: Consultation, Seattle Mariners INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 1250 1st Ave S, Seattle WA 98134, United States DESCRIPTION: Historical consulting and display work, 1-4 timesper year.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-07
• S63 Uniform Securities Agent State Law Examination
  1984-03-29

Other Names

• David Stuart Eskenazi