Cheryl Lucyann Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2022
  Ameriprise Financial Services, Inc.
  Tampa, FL
• 06/2022 → Present
  Lpl Financial Llc
  Tampa, FL

Previous Registrations

• 2015-08-17 → 2022-06-13
  Ameriprise Financial Services, Llc
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2010-05-20 → 2015-08-17
  Jhs Capital Advisors, Llc
  Tampa, FL
  Tampa, FL
  Miami, FL
  Tampa, FL
  Tampa, FL
• 2009-03-02 → 2010-01-13
  Gunnallen Financial, Inc
  Tampa, FL
  Tampa, FL
• 2007-02-15 → 2009-02-20
  Oppenheimer & Co. Inc.
  Tampa, FL
  Tampa, FL
• 1999-06-14 → 2002-12-19
  Prudential Equity Group, Llc
  Tampa, FL

Other Businesses

1)6/2022- Cheryl Smith Financial, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Tampa, FL 2) 6/2022- Iris Calling Band- Band member- non-inv. related- Tampa, FL -start date 2009- 25hrs/mth 3) 6/2022- Cheryl Smith Financial, LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- 105 South Armenia Ave Tamp FL 33609- start dat 5/2011-160hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2007-02-06
• S63 Uniform Securities Agent State Law Examination
  1986-08-01