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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-06-08
TX RA APPROVED 2015-02-04
DC RA APPROVED 2009-03-13
  • HI RA
    APPROVED
    Since 2026-06-08
  • TX RA
    APPROVED
    Since 2015-02-04
  • DC RA
    APPROVED
    Since 2009-03-13

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Kihei, HI • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Washington DC 03/2009 Present
City National Bank Washington DC 11/2018 01/2023
Previous Registrations
  • 1999-05-07 → 2009-03-13
    Ferris, Baker Watts, Llc
    Washington, DC
    Washington, DC
Other Businesses

RENTAL PROPERTIES; ADDRESS: NONE PROVIDED; BUSINESS DESCRIPTION: BEACH RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 05/01/2011 CAPACITY: OWNER-PASSIVE; DUTIES: SPORADICALLY RENT CONDOS/BEACH HOUSE TO FRIENDS AND FAMILY, COLLECT RENT & DELIVER KEY; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .13

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-24
S63 Uniform Securities Agent State Law Examination 1986-11-18
  • S65 Uniform Investment Adviser Law Examination
    1999-02-24
  • S63 Uniform Securities Agent State Law Examination
    1986-11-18
Designations
Other Names
  • Mary L Mathias

View on SEC IAPD

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