Donald James Phillips

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  St Paul, MN
• 05/2015 → Present
  Kestra Investment Services, Llc
  St Paul, MN
• 01/2023 → Present
  Greater Midwest Financial Group, Llc
  St. Paul, MN

Previous Registrations

• 2016-04-21 → 2023-03-31
  Kestra Advisory Services, Llc
  St. Paul, MN
• 2015-05-29 → 2016-09-22
  Kestra Investment Services, Llc
  St. Paul, MN
  Austin, TX
• 2000-10-10 → 2015-06-04
  Lpl Financial Llc
  Golden Valley, MN
  Golden Valley, MN
  St Paul, MN

Other Businesses

Business Name: Greater Midwest Financial Group LLC Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: CEO Start Date: 1/1/1989 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advisory, Client Relationship Manager, Management Business Name: Phillips Financial LLC Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Comprehensive Benefits Investment Related: Yes Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Insurance Position, Title or Relationship: na Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Send health insurance business to them. Business Name: McVDB Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 8/15/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Partner Business Name: GREATER MIDWEST FINANCIAL GROUP, LLC POSITION: Owner NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 11/09/2022 ADDRESS: 3222 Rice Street, St. Paul MN 55126 DESCRIPTION: I will participate in corporate governance and operations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-09
• S63 Uniform Securities Agent State Law Examination
  1983-12-07

Designations

Other Names

• Donald James Philips