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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-10-26 |
Branch Locations
971 W Wetmore Road, Tucson, AZ 85705 • United States
951 E. Hermans Rd, Tucson, AZ 85734 • United States
3131 E Speedway, Tucson, AZ 85716 • United States
280 N Pantano, Tucson, AZ 85710-2344 • United States
7970 Thornydale Road, Tucson, AZ 85741-1444 • United States
7820 N. Cortaro Rd., Marana, AZ 85743 • United States
9036 S. Houghton Rd, Tucson, AZ 85747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Green Valley | AZ | 06/2014 | 10/2016 |
| Verus Capital Partners Llc | Green Valley | AZ | 07/2014 | 10/2016 |
| Hughes Federal Credit Union | Tucson | AZ | 10/2016 | Present |
| Lpl Financial Llc | Tucson | AZ | 10/2016 | Present |
1)10/26/16- HFCU Financial Services-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-07 |
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