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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-15 |
| TX | RA | APPROVED | 2015-01-15 |
Branch Locations
520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Newport Beach | CA | 01/2015 | Present |
1. MCBETH FOUNDATION; 23101 LAKE CENTER DRIVE #170 LAKE FOREST CA 92630; PRIVATE FOUNDATION; GRANT COMMITTEE MEMBER; AFFILIATION STARTED 01/01/1995; 20 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS. 2. TKRC METCALF LLC; 139 Trafalgar Ln, San Clemente, CA 92672; Rental Property; Manager 50%; Manage the rental property; 11/20/2020; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-22 |
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